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Article
49
Adverse and Disciplinary Actions
Section
1. Employees Covered
This Article applies to the following bargaining unit employees:
a. employees in the competitive service who are not serving
a probationary or trial period under an initial appointment
or who have completed one year of current continuous employment
in the same or similar positions under other than temporary
appointment limited to one year or less;
b. preference eligibles in the excepted service who have
completed one (1) year of continuous service in the same
or similar positions in an Executive agency or in the U.S.
Postal Service or Postal Rate Commission; and
c. individuals in the excepted service (other than preference
eligibles) who are not serving a probationary or trial period
under an initial appointment pending conversion to the competitive
service, or who have completed two (2) years of current
continuous service in the same or similar positions in an
Executive agency under other than a temporary appointment
limited to two (2) years or less.
Section 2. General
No bargaining unit employee will be the subject of an adverse
action except for such just cause as will promote the efficiency
of the service. Just cause means a legally sufficient reason
to substantiate the action taken. The parties agree that the
word “just” does not establish a higher standard
than the “for such cause” standard set forth in
5 USC 7503 and 5 USC 7513.
Section 3. Employee Right to Review Material
An employee in the bargaining unit has the right to review
such documentary evidence (including the notice of disciplinary
or adverse action) as may be relied upon in support of an
adverse or disciplinary action.
Section 4. Counseling, Warnings, Reprimands, or Admonishments
a. Oral counseling, warnings, reprimands, or admonishments
are not considered disciplinary actions. They can neither
be grieved by the employee nor be relied upon by Management
as progressive discipline in any disciplinary action subsequently
taken against the employee. However, such oral communication
can be referenced in progressive discipline if the conduct
objected to by management continues.
b. Counseling, warnings, reprimands, or admonishments which
are reduced to writing must be shown to the employee if
they are to be capable of being relied upon by Management
in any subsequent disciplinary or adverse action against
the employee. If the employee is dissatisfied with such
written counseling, warning, reprimand, or admonishment,
he/she may file a grievance pursuant to Article 47 of this
Agreement.
Section 5. Notice of Proposed Action
a. When Management issues a notice of proposed action under
this Article, the notice will state a reasonable time, not
less than ten (10) work days, by which the employee's reply(ies)
to the notice of proposal must be made.
b. When Management issues a notice of proposed action under
this Article, the notice will include a statement that the
employee is entitled to representation, including representation
by Local 12. The notice will include the name and telephone
number of the Local 12 Agency Vice President/Chief Steward
in the employee's Agency.
c. When Management issues a notice of proposed action under
this Article, it will notify Local 12 of the nature of the
proposed action and the employee’s Agency.
d. The disallowance of an employee's choice of a representative
during the notice period may be appealed to the servicing
Human Resources Officer. Such appeals must be made in writing
within seven (7) calendar days following receipt of the
deciding official's disallowance.
Section 6. Adverse Action--Suspensions of Fourteen (14) Days
or Less
a. The negotiated grievance procedure in Article 47 is ordinarily
the exclusive procedure for appeals of actions taken under
this Section. However, if the employee wishes to raise an
allegation of discrimination on the basis of race, color,
religion, sex, national origin, age, or disability in connection
with the action, the employee may elect to pursue the matter
either under the negotiated grievance procedure or under
the Equal Employment Opportunity (EEO) complaint procedure,
but not both. The employee shall be deemed to have exercised
his/her option to raise the matter under either the negotiated
grievance procedure or the EEO procedure at such time as
the employee files a grievance or a formal EEO complaint.
b. When Management issues a notice of proposed action under
this Section to an employee in the bargaining unit, he/she
will be given an original and one (1) copy for referral
to Local 12, if desired.
Section 7. Other Adverse Actions
a. Adverse actions covered under this Section are:
(1) a suspension for more than fourteen (14) days;
(2) a reduction in pay and/or grade; or
(3) a removal based on misconduct or unacceptable performance,
or a combination of misconduct and unacceptable performance.
b. When Management issues a notice of proposed adverse action
under this Section to an employee in the bargaining unit,
he/she will be given an original and one (1) copy for referral
to Local 12, if desired.
c. Except in cases where there is an allegation of discrimination
on the basis of race, color, religion, sex, national origin,
age, or disability in connection with the action, an employee
covered by this Article may appeal an action taken under
this Section through the negotiated grievance procedure
or to the Merit Systems Protection Board (MSPB), but not
both. The employee shall be deemed to have exercised his/her
option to raise the matter under either the negotiated grievance
procedure or the MSPB procedure at such time as the employee
files a grievance or an appeal with the MSPB.
d. In cases where there is an allegation of discrimination
on the basis of race, color, religion, sex, national origin,
age, or disability in connection with the action, an employee
covered by this Article may appeal an action taken under
this Section through the negotiated grievance procedure,
to the MSPB, or through the EEO complaint procedure. An
employee who has elected to pursue the matter through the
EEO complaint procedure or the MSPB appeal procedure may
not appeal the matter through the negotiated grievance procedure.
The employee shall be deemed to have elected the forum under
which he/she wishes to proceed at the time he/she files
a grievance, an appeal with the MSPB, or a formal EEO complaint.
Section 8. Pending Legal Charges
If an employee is the subject of a criminal investigation
or other criminal proceeding and an adverse action is taken
against him/her involving the same facts as those which gave
rise to the criminal investigation or proceeding, the employee
can elect to suspend his/her right to file a grievance appealing
the adverse action until the completion of the criminal trial
or other disposition of the criminal matter, if the matter
is resolved prior to trial. The grievance must be filed within
twenty (20) workdays of the date of the completion of the
criminal trial or other disposition of the criminal matter.
If an employee elects this option, an arbitrator may take
notice.
Section 9. Furloughs of Thirty (30) Days or Less
A furlough of thirty (30) days or less will be processed in
accordance with 5 U.S.C. 7513.
Section 10. Security Systems
The parties agree that the intent of any security system within
the Department is to enhance security and to ensure the safety
of all employees. The security system is not a time and attendance
system. This does not preclude management from using such
data as evidence to support a disciplinary action.
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