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Article
6
Leave
The Department
will adhere to all applicable Government-wide rules and regulations
and the provisions in this Article in the administration of
leave. Moreover, the Department shall administer this article
in accordance with DPR 630, as specified or except as provided
herein.
Section
1. Annual Leave
a.
The taking of annual leave is a right of an employee, subject
to the right of the supervisor to schedule the time at which
annual leave may be taken based on the needs of the Department
in accomplishing its mission. The employee and supervisor
are encouraged to plan, to the extent possible, the utilization
of annual leave.
b. Approval to use annual leave that an employee has not
yet earned is at the discretion of the supervisor. The amount
of annual leave that may be advanced during a leave year
is limited to the lesser of 64 hours or the amount of annual
leave an employee would accrue in the remainder of the leave
year. Requests for advanced annual leave for a period in
excess of 64 hours, not to exceed the amount of annual leave
an employee would accrue in the remainder of the leave year,
may be approved when an employee is confronted with an emergency
or other exceptional circumstance. However, if an employee
separates from DOL prior to the end of the leave year, he/she
will be required to pay back the value of any advanced leave
for which he/she is indebted as of the date of separation.
c. Except in an emergency (unanticipated event), annual
leave must be requested in advance (i.e., when the employee
has knowledge of the need). Management's decision to grant
or deny annual leave will be based solely on mission (including
coverage) requirements; except in emergency situations,
the reason for the leave request will not be considered.
If requested by the employee, the supervisor shall discuss
the reason for the denial of any request, and discuss when
the employee would be able to take the requested leave.
d. Annual leave may be used in increments of fifteen (15)
minutes (.25 hours).
e. Annual leave which is accrued beyond 240 hours will be
lost at the end of the leave year unless it is used or the
leave is restored. Annual leave above the 240 hour carry-over
limit may be restored if: (1) the leave has been requested
by the employee in writing before the beginning of the third
pay period before the end of the leave year; (2) it is approved
by the supervisor in writing but is subsequently not used
in the leave year due to illness or business exigency; and
(3) it cannot be rescheduled during the remainder of the
leave year.
Section
2. Sick Leave
a.
Earned sick leave will be granted when an employee:
(1)
requests advance approval for medical, dental, or optical
examination or treatment;
(2) is incapacitated for the performance of duties by
physical or mental illness, injury, pregnancy, or childbirth;
(3) is required to give care and attendance to a member
of his/her immediate family afflicted with a contagious
disease, or would jeopardize the health of others because
of exposure to a contagious disease.
(4) provides care for a family member who is incapacitated
by a medical or mental health condition or attends to
a family member receiving medical, dental, or optical
examination or treatment;
(5) provides care for a family member with a serious health
condition;
(6) makes arrangements necessitated by the death of a
family member or attends the funeral of a family member;
or
(7) must be absent from duty for purposes relating to
adoption of a child, including appointments with adoption
agencies, social workers, and attorneys; court proceedings;
required travel; and any other activities necessary to
allow the adoption to proceed.
b.
A contagious disease is a disease ruled to be subject to
a quarantine, requiring isolation of the patient, or requiring
restriction of movement by the patient for a specified period
of time as prescribed by the local health authorities having
jurisdiction.
c. When an employee in the unit is unable to report for
duty because of illness or injury, notification must be
given to the appropriate supervisor as soon as possible,
normally no later than the beginning of core hours. It is
the responsibility of the employee to keep supervisors advised
regarding a continuing absence on sick leave.
d. Sick leave may be used in increments of fifteen (15)
minutes (.25 hours).
e. A period of absence on sick leave in excess of three
(3) consecutive workdays must ordinarily be supported by
a medical certificate. However, if the circumstances surrounding
the employee's absence indicate that the services of a physician
were not available or required, the employee's written statement
may be accepted in lieu of a medical certificate. When an
employee's absences indicate a possible abuse of sick leave,
the submission of a medical certificate may be required
to support any leave absence regardless of its duration,
in accordance with Section 4 below.
f. Upon request and the presentation of a medical certificate,
sick leave should normally be advanced to permanent employees
in the bargaining unit, not to exceed thirty (30) days,
for cases of serious illness or injury and when the employee's
absence extends beyond three (3) consecutive days. However,
no advance sick leave will be made to employees for whom
future accrual of sick leave is doubtful.
Section
3. Leaves of Absence for Full-Time Union Business
a.
Management agrees, upon written request, to approve a leave
of absence for any bargaining unit employee who is elected
to a position of National Officer of the American Federation
of Government Employees (AFGE), AFL-CIO, or an officer of
Local 12, AFGE, for the purpose of serving full time in
the elected position.
b. Leaves of absence granted under Section 3.a. of this
Article will be for a period concurrent with the term of
office of the elected official or representative and will
be automatically renewed by Management upon notification
in writing from the elected official or representative that
he/she has been re-elected and wishes to continue in a leave
of absence status.
c. An employee within the unit may accept full-time employment
to an appointed position with AFGE, and shall be granted
leave of absence by the Department for a period of up to
one (1) year, which leave shall be extended upon request,
with the consent of Local 12, up to a total period of two
(2) years. No more than three (3) employees within the bargaining
unit shall be granted such leave during any given period.
d. The Union agrees that all of the leaves of absence granted
or approved in accordance with this Article are without
pay and subject to all conditions that may be imposed by
law or higher regulation.
e. Employees on leave of absence, as described in this Section,
are entitled to coverage under the health, life insurance,
and retirement programs, as provided for by Title 5 of the
United States Code and Office of Personnel Management regulations.
f. Management, to the extent of its authority, shall place
the employee at the end of the leave of absence in the position
the employee left, or one of like status, grade, and pay.
Section
4. Leave Restriction
a.
Supervisors should discuss concerns regarding leave usage
with the employee at the earliest opportunity.
b. Leave abuse may be present when:
(1)
proper procedures are not followed in requesting leave;
(2) the pattern of taking leave is disruptive to the mission
of the office; or
(3) prior leave patterns may indicate a misuse of leave.
c.
When an employee's absences indicate an abuse of leave,
the employee will be advised in writing of the problem and
the appropriate restrictions which apply. The leave restriction
should deal with the identified leave abuse problem and
the procedures that must be followed to obtain leave. Leave
restrictions will be in place for no longer than four (4)
months. However, if the problem persists, the leave restriction
may be extended in increments of four (4) months or less.
Section
5. Leave Without Pay (LWOP)
a.
Leave without pay (LWOP) is a temporary nonpay status and
approved absence from duty granted upon the employee's request
during hours which an employee would otherwise work or for
which he/she would be paid.
b. Requests for extended leave without pay, not to exceed
one (1) year, may be approved if they can be justified under
standards and criteria outlined in 5 CFR 630.
c. Other requests for short periods of leave without pay
may be granted, depending on workload and the needs of the
Department.
d. Information regarding the impact of LWOP on employee
benefits may be obtained from the employee's servicing Human
Resources Office.
Section
6. Absence Without Leave (AWOL)
a.
Absence without leave (AWOL) is absence without approved
leave. An employee may be charged with AWOL when absent
without prior authorization and without adequate reason
for failing to obtain prior approval for the absence.
b. A charge to AWOL is not a disciplinary action but may
serve as the basis for taking disciplinary action.
Section
7. Administrative Leave
a.
Administrative leave is an authorized absence from duty
without loss of pay or charge against leave which supervisors
may grant. It may be granted for purposes related to but
not part of an employee's regular duties, or for civic duties
or activities which are deemed to be in the interest or
to further a function of the Department. Administrative
leave can only be granted for activities which can be paid
for by DOL appropriations and which cannot be accomplished
outside regular business hours.
b. All employees are expected to make reasonable adjustments
in their arrangements for getting to work when it is anticipated
that hazardous or other extraordinary circumstances that
disrupt public or private transportation may complicate
the arrival of employees at work. Such arrangements should
include exploring alternative means of transportation, if
they are available.
c. Management may apply administrative leave to tardiness
which is clearly attributable to extraordinary weather,
public transportation, or traffic tie-up conditions. In
considering requests for excused absences, Management shall
consider factors such as the distance between the employee's
residence and place of work, the modes of transportation
available to an employee, and the efforts made by employees
traveling under similar circumstances in getting to work
on time.
d. Registration and Voting
(1)
As a general rule, where the polls are not open at least
three (3) hours before or three (3) hours after an employee's
regular hours of work, the employee may be granted an
amount of administrative leave to vote in a civil election
which will permit the employee to report for work up to
three (3) hours after the polls open or leave work up
to three (3) hours before the polls close, whichever requires
the lesser amount of time off.
(2) Under exceptional circumstances where the general
rule does not permit sufficient time, an employee may
be excused for such additional time as may be needed to
enable the employee to vote, depending upon the particular
circumstances in the individual case, but not to exceed
a full day.
(3) If an employee's voting place is beyond normal commuting
distance and vote by absentee ballot is not permitted,
the employee may be granted sufficient time off in order
to be able to make the trip to vote. Where more than one
(1) day is required to make the trip to the voting place,
the Department shall observe a liberal policy in granting
the necessary leave for this purpose. Time off in excess
of one (1) day shall be charged to annual leave or earned
credit hours or compensatory time or if annual leave is
exhausted, then to LWOP.
(4) For employees who vote in jurisdictions which require
registration in person, time off to register may be granted
on substantially the same basis as for voting, except
that no such time shall be granted if registration can
be accomplished on a non-workday and the place of registration
is within reasonable one-day round-trip travel distance
of the employee's place of residence.
e.
Civil Defense Activities
(1)
Full-time employees who participate in Federally recognized
civil defense programs may be excused for a reasonable
amount of time, to participate in pre-emergency training
and test programs, without charge to leave up to a maximum
of forty (40) hours in any calendar year.
(2) Employees seeking approval for administrative leave
under this Section shall provide to the supervisor evidence
from State or local civil defense officials that the employee
served or participated in such programs pursuant to a
specific request of a public governmental body or organization
established pursuant to and in accordance with a State
civil defense law.
f.
Participation in Military Funerals
An employee who is a veteran of a war or of a campaign or
expedition for which a campaign badge has been authorized,
or a member of an honor or ceremonial group of an organization
of those veterans, may be excused from duty without loss
of pay or deduction from annual leave up to four (4) hours,
to enable the employee to participate as an active pallbearer
or as a member of a firing squad or a guard of honor in
a funeral ceremony for a member of the armed forces whose
remains are returned from abroad for final interment in
the United States.
g. Blood Donation
An employee donating blood at an officially authorized blood
bank, or in emergencies to individuals, may be granted sufficient
administrative leave to donate blood up to four (4) hours
on the same day on which the donation is made and not more
than once in a calendar month.
h. Medical
Administrative leave may be granted for:
(1)
Absence to obtain services available at the Employee Health
Unit at work;
(2) Absence to travel to, undergo, and return from a medical
examination requested by an authorized Department official;
or
(3) Absence while undergoing initial examination and emergency
treatment of work-related injuries on the day of injury.
i.
Examinations
Administrative leave may be granted as follows:
(1)
Absence to take either Departmental or civil service examinations
required in connection with:
(a) An application for promotion, reassignment, or other
position change in the Department;
(b) Acquisition of civil service status in the Department;
or
(c) Consultation with DOL employee development personnel,
or taking an aptitude or other test arranged for by
such personnel.
(2)
Absence for up to three (3) workdays to take a Certified
Public Accountant (CPA) examination, provided that accounting
is directly related to the employee's current duties.
(3) Absence of a legal assistant or attorney either as
a means of qualifying for appointment as attorney, or
if deemed by the Department to be necessary for the effective
conduct of the Government's business:
(a) while taking an examination for admission to the
bar of any State or of the District of Columbia (either
for initial admission or for admission in another jurisdiction);
or
(b) while appearing in court to be admitted to practice,
either initially or in another jurisdiction.
Section
8. Court Leave
An employee
will be authorized absence from work status without charge
to leave or loss of pay for jury duty, or for attending judicial
proceedings in a non-official capacity as a witness in which
the Federal Government or State or local Government is a party.
Section
9. Compensatory Time Off for Religious Observances
A supervisor
may permit an employee to work compensatory time off for the
purpose of taking time off without charge to leave when religious
beliefs require the employee to abstain from work during certain
periods of the workday or workweek, to the extent that modifications
in work schedules do not interfere with the efficient accomplishment
of the Department's mission. The employee may work the compensatory
time off either before or after taking it. In either case,
the employee must establish a schedule subject to supervisory
approval to work the compensatory time off.
Section
10. Voluntary Leave Bank and Leave Transfer Programs
a.
General
(1)
The Department agrees to maintain voluntary Leave Bank
and Leave Transfer programs.
(2) The Leave Bank program will be administered by a Leave
Bank Board. The Department will provide administrative
support to the Board.
(3) The Leave Transfer program will be administered by
the Department.
(4) The employee is responsible for advising the supervisor
of the intent to apply for the Leave Bank or Leave Transfer
programs, completing an application, and advising the
Board or Department upon termination of the need for donated
leave.
(5) The employee’s supervisor is responsible for
monitoring use of donated leave, ensuring that it is used
in an appropriate manner, denying use of donated leave
for other than an acceptable use, and advising the Board
or Department of any concerns.
b.
Leave Bank Program
(1)
The Leave Bank Program will be administered by a Leave
Bank Board. The Leave Bank Board will be comprised of
one management-designated official, one Local 12-designated
official, and one employee mutually agreed to by both
management and Local 12. Bank Board members will serve
2 year, staggered terms.
(2) The Board shall not discriminate in violation of any
Federal law, including but not limited to Title VII of
the Civil Rights Act of 1964, the Americans with Disabilities
Act, the Rehabilitation Act of 1973, and the Pregnancy
Discrimination Act.
(3) Operation of the Board
(a) The Board will operate by consensus. Failure to
reach consensus on an application will result in the
denial of the application and notice to the applicant
of the denial.
(b) At least two Board members shall be present at Board
meetings. In the event that two members are unavailable
in person or telephonically to act on an application
in a timely manner (i.e., within ten days), then the
remaining member may approve an application for no more
than one pay period's worth of leave. Additional leave
subsequently may be granted/denied by the Board based
on the same application.
(c) Board decisions are final. All applicants will receive
written notice of Board decisions either by memorandum
or e-mail. Reconsideration of a Board decision (by the
Board) shall be the sole right of appeal. Applicants
may seek reconsideration, with or without submission
of additional information or arguments. The Board will
institute procedures for reconsideration and applicants
who are denied leave in whole or in part will be advised
of the procedures.
(d) All Board deliberations are confidential unless
the Board determines otherwise under the particular
circumstances. Consistent with applicable laws and regulations,
the privacy of applicants will be protected.
(e) The Board will establish rules for allocating limited
available leave. These rules (and any other operating
rules) must be published. The Board may adjust these
(and other) rules. Changes to the rules may be made
no more than once a year unless the Board determines
they are needed to meet the needs of members, taking
into consideration the integrity of the program, and
the desirability for consistency.
(4)
Membership/Open enrollment periods
(a) The Leave Bank Board will have at least one open
season per year that will last at least thirty days.
The Board may initiate "emergency" open seasons
if it determines that available leave is not sufficient
to meet the needs of members.
(b) There will be a thirty-day individual open season
period, during which the employee may elect to become
a Leave Bank member, which begins on the date an employee
(a) first enters on duty, (b) transfers to the National
Office, or (c) returns from an extended absence outside
an open season.
(c) Unless they opt out, employees who join the Leave
Bank will have their membership automatically rolled
over each year and the minimum leave donation will be
automatically deducted. Employees will be given notice
of the opportunity to opt out prior to the end of the
year.
(d) The Board shall require donations of the minimum
requirements set forth in 5 CFR 630.1004(g). The Board
may raise or lower the minimum in future years based
only on the needs of the program.
(5)
Forms
(a) The Board shall develop all necessary forms to administer
the Leave Bank program. Necessary forms shall be kept
to a minimum and shall require only the minimum amount
of information necessary.
(b) The Board shall develop a system and form to permit
employees to donate leave outside of open season periods
and to facilitate donating leave that might otherwise
be forfeited.
(6)
Review of applications
(a) The Department will handle all administrative processing
of applications and donations.
(b) The Department will review Leave Bank applications
and make recommendations to the Board regarding compliance
with regulatory and Board requirements, researching
past rules for consistency.
(c) The Board may delegate to the Department’s
Human Resource Center the authority to approve leave
donations. The decision to delegate this authority must
be by consensus.
(d) The Board shall act on Leave Bank applications within
ten work days of their receipt of the completed form.
(e) In considering applications, the Board, at a minimum,
shall consider the factors in 5 CFR Part 630. The Board
may consider factors in addition to those in 5 CFR Part
630, but if it does so, the factors must be published.
The Board may adjust its rules, provided the changes
are published.
(7)
Procedures after approval/denial of Leave Bank applications
(a) Leave shall be transferred as expeditiously as possible,
no later than the pay period following the approval.
(b) All Leave Bank records will be maintained in accordance
with records management regulations and guidelines.
(8)
Limits on receipt of donated leave from the Bank
(a) A recipient may receive no more than 160 hours of
leave from the Leave Bank per Bank year. The Board may
establish a time limit in which leave must be used.
(b) Thirty days after the end of each open season period,
a limit per recipient will be established that is equal
to one percent of leave in the Bank as of that date.
In any Bank year, approved recipients may be granted
total Bank Leave up to the lesser of 160 hours or the
limit so established. Recipients who need more leave
than the established limit may apply for and receive
additional leave via the Leave Transfer program.
(c) The Board, subject to approval of the Director of
Human Resources, may change the established cap on the
number of hours recipients may receive from the Leave
Bank per Bank year.
(9)
Monitoring of use of donated leave/status of medical emergency
(a) Before using any leave from the Leave Bank, an employee
is required to exhaust any leave received from the Leave
Transfer program.
(b) The Board shall have discretion as to how to act
regarding incidents of employee abuse and shall establish
and publish the guidelines it will follow.
(c) If abuse is found, such as using Bank leave for
purposes other than the approved medical emergency or
submitting false or modified documentation in support
of an application, the Board will terminate the employee’s
right to use donated leave during the medical emergency,
will return unused leave to the Bank and/or donors,
and may terminate the employee’s Bank membership.
In addition, the Board may inform the employee’s
supervisor of the abuse, which may be considered for
possible disciplinary action at the supervisor’s
discretion.
(d) The Board will develop a system to monitor the termination
of medical emergencies for the Leave Bank program.
(e) Employees have a responsibility to promptly notify
the Board if the emergency terminates.
(f) Employees have a responsibility to coordinate with
their agency to arrange for any unused leave to be restored
back to the Bank and/or donors.
(g) Supervisors will be advised when an employee is
granted leave under the program. Supervisors may alert
the Board if they are aware that a medical emergency
has terminated and they believe the Board may not be
aware.
(10)
Publicity
(a)
The Department, in coordination with the Board, will
issue an annual report to the Leave Bank members; continue
to maintain a handbook for all members; advise employees
of the program to promote membership; and notify members
periodically of the Leave Bank status and activities,
rules, etc.
(b) A liaison person will be designated in each agency.
(c) The Board will hold a membership forum at least
once a year.
Section
11. Family Leave
a.
General
In recognition of the need for a flexible and compassionate
leave policy to assist employees to blend their worklife
and their family responsibilities, and to promote a harmonious
relationship among their needs, Management will consider
all reasonable and timely requests from employees that meet
the criteria established for leave as provided for in this
section. Further, because we recognize that balancing home
and workplace needs is important to the well-being of employees
and therefore the productivity of the Department, Management
and Local 12 support DOL programs designed to assist employees
in meeting their family care needs. The intent of this section
is to encourage the development of innovative and cost-effective
approaches to providing additional assistance in meeting
employee family care needs. The Department, to the extent
permitted by Government rules and regulations and budget,
will support these programs. This section is to be read
in tandem with the Family and Medical Leave Act (FMLA) and
the Federal Employee Family Friendly Leave Act (FEFFLA).
b. Maternity, Paternity, and Child-Rearing Leave
(1)
Sick leave may be used for those periods of absence related
to incapacitation due to pregnancy and confinement. Annual
leave or LWOP may be used when sick leave is not sufficient
to cover this period. Absences which are not medically
certified as due to incapacitation for the performance
of duty may not be charged to sick leave; such absences
must be charged to annual leave, earned credit hours or
compensatory time, or leave without pay.
(2) After delivery and recuperation, the employee may
desire a period of adjustment or need time to make arrangements
for the care of the child. Such additional leave requirements
may be taken care of by the use of available approved
annual leave or leave without pay.
c.
Family Leave
(1)
An employee may be absent on annual leave or leave without
pay for purposes of aiding, assisting, or caring for family
members.
(2) An employee requesting extended annual leave or leave
without pay shall provide Management a reasonable advance
notice which is commensurate with the extended period
of absence. All leave will be granted subject to mission
requirements of the Agency.
(3) In the case of extended periods of absence, Management
will attempt to return the employee to the same job and
location. Employees on extended approved absences may
be recalled subject to the needs of the Agency mission.
d.
Adoptive Leave
Annual leave, earned credit hours and compensatory time,
leave without pay, or sick leave, in accordance with Office
of Personnel Management (OPM) regulations, can be used by
an employee for those absences associated with their adoption
of children.
e. Definition of Family Member
For the purposes of this Article, family member means the
following relatives of the employee:
(1)
Spouse and parents thereof;
(2) Children, including adopted children, and spouses
thereof;
(3) Parents;
(4) Brothers and sisters, and spouses thereof; and
(5) Any individual related by blood or affinity whose
close association with the employee is the equivalent
of a family relationship.
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